Steven Maurice Weinstein

Current Employers

Employment History

• 09/2009 → 04/2017
  Lpl Financial Llc
  Middletown, OH
• 09/2015 → 04/2017
  Independent Financial Partners
  Middletown, OH
• 04/2017 → 11/2019
  Securities America Advisors, Inc.
  Middletown, OH
• 04/2017 → 11/2019
  Securities America, Inc.
  Middletown, OH
• 11/2019 → Present
  Ifp Securities, Llc
  Tampa, FL
• 11/2019 → Present
  Independent Financial Partners
  Tampa, FL

Previous Registrations

• 2017-05-01 → 2019-11-14
  Securities America Advisors, Inc.
  Middleton, OH
• 2015-09-22 → 2017-05-03
  Independent Financial Partners
  Middletown, OH
• 2009-09-08 → 2016-09-07
  Lpl Financial Llc
  Middletown, OH
• 2008-08-22 → 2009-09-08
  Mutual Service Corporation
  Middletown, OH

Other Businesses

(1) STEVEN M WEINSTEIN; POSITION: producer, NATURE: Insurance Sales, INVESTMENT RELATED: Non-investment related, NUMBER OF HOURS AFTER TRADING: 1, SECURITIES TRADING HOURS: 2, START DATE: 12/01/1982, ADDRESS: 304 S Breiel Blvd, Middletown OH 45044, United States, DESCRIPTION: Sales of insurance products as previously referenced. (2) WEINSTEIN FINANCIAL GROUP, LLC, POSITION: advice to clients and sales, NATURE: Advisory, brokerage, and insurance work with financial planning advice incidental to our primary activity, INVESTMENT RELATED: Yes, SECURITIES TRADING HOURS: 160, START DATE: 2/1/2017, ADDRESS: 304 S Breiel Blvd, Middletown OH 45044, United States, DESCRIPTION: IAR for SA with insurance and brokerage sales. Financial planning advice incidentally.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-01-11

Designations