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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-07-08 |
| TX | RA | APPROVED | 2025-06-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 12/2006 | 06/2025 |
| Commonwealth Financial Network | Tucson | AZ | 12/2006 | 06/2025 |
| Lpl Financial Llc | Tucson | AZ | 06/2025 | Present |
1. Start Date :09/01/2003 - John R. Peters, Inc - Business Entity For Tax/Investment Purposes Only - Not investment related - Oro Valley, AZ 85704 - 2 Hrs/Mth - 0 Hrs During Trading. - Time Spent: 0 2. Start Date : 06/23/2025 - Professional Wealth Strategies, Inc - DBA for LPL Business (entity for LPL business) - Investment Related - Tucson, AZ 85718 - 160 Hrs/Mth - 8 Hrs During Trading. - Time Spent: 100
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-30 |
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