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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-08-01
  • NC RA
    APPROVED
    Since 2019-08-01

Branch Locations

124 S Main St., Mount Holly, NC 28120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Insurance Co'S. Columbus OH 11/1974 08/2019
Nationwide Advisory Services, Inc. Mount Holly NC 10/1979 08/2019
Nationwide Insurance Co'S. Columbus OH 09/1980 08/2019
Cambridge Investment Research, Inc. Fairfield IA 08/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2019 Present
  • 11/1974 → 08/2019
    Nationwide Insurance Co'S.
    Columbus, OH
  • 10/1979 → 08/2019
    Nationwide Advisory Services, Inc.
    Mount Holly, NC
  • 09/1980 → 08/2019
    Nationwide Insurance Co'S.
    Columbus, OH
  • 08/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2019 → Present
    Fairfield, IA
Other Businesses

1. HOLDENRID INSURANCE GROUP, 1124 S MAIN ST, MOUNT HOLLY, NC, 11/2017. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-25/MO-10/TRADING. 2. RENTAL PROPERTY OWNER, MOUNT HOLLY, NC, 04/2013. NIR-4/MO-0/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4. WILLIAM K GARY & ASSOCIATES INC, 106 Forest Hills Dr, Mount Holly NC 28120, 08/2022, Owner, Owner/Partner of a Business Entity, NIR, 4 HR/MO - 0 HR/MO Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-11-11
  • S63 Uniform Securities Agent State Law Examination
    2005-11-11
Designations
Other Names
  • Bill Gary
  • William K Gary

View on SEC IAPD

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