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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-19
NC RA APPROVED 2019-08-01
  • TX RA
    APPROVED_RES
    Since 2022-05-19
  • NC RA
    APPROVED
    Since 2019-08-01

Branch Locations

124 S Main St., Mt Holly, NC 28120 • United States

8226 Village Harbor Dr., Corneilius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Insurance Davidson NC 08/2013 08/2019
Nationwide Securities Llc Columbus OH 08/2013 08/2019
Cambridge Investment Research, Inc. Fairfield IA 08/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2019 Present
Previous Registrations
Other Businesses

1.HOLDENRID INSURANCE GROUP, 124 S MAIN ST, MT HOLLY, NC, 11/2016. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-60/MO-50/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 08/06/19. 3.CADEN WEALTH MANAGEMENT, LLC, 124 S Main St, Mt Holly NC 28120, United States, 03/2024, President, Using a Trade Name/dba, 40 HR/MO - 32 Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-22
  • S66 Uniform Combined State Law Examination
    2013-05-22

View on SEC IAPD

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