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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-11 |
| GA | RA | APPROVED | 2025-11-26 |
Branch Locations
901 N Broad Street, Suite 400, Rome, GA 30161 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Newbridge Securities Corporation | Palm City | FL | 07/2016 | 04/2019 |
| Dempsey Lord Smith, Llc | Palm City | FL | 04/2019 | 11/2025 |
| Smartlife Financial Group Llc | Palm City | FL | 04/2019 | 12/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 01/2021 | 03/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1. LIFE INSURANCE AND FIXED ANNUITY SALES, 1503 SW Laredo St., Palm City FL 34990, United States, 01/01/2000, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 5 HR/MO TRADING 2. USING MGMT CO TO RENT VACATION HOME FOR SHORT TERM RENTALS, 11 Dawson Drive, East Glacier Park MT 59434, 07/2026, Owner, Real Estate, NIR, 2 HR/MO, 1 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-19 |
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