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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Salisbury | NC | 05/1977 | 03/2017 |
| Mml Investors Services, Llc | Salisbury | NC | 03/2017 | Present |
| Massmutual Life Insurance Co | Salisbury | NC | 07/2016 | Present |
(1) NAME: DAVIS WHITLEY FINANCIAL SERVICES LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES, AGENT START: 1/1992 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 1. (2) NAME: DAVIS WHITLEY, NC NOTARY PUBLIC INV REL: N ADDR: AT RESIDENTIAL ADDRESS NATURE: OTHER - NC NOTARY PUBLIC POSITION: OWNERSHIP START: 1/2011 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. (3) NAME: DAYCO, LLC. INV REL: Y ADD: 148 ASHLEY LN, MORCKSVILLE NC 27028 NATURE: REALTOR/REAL ESTATE POSITION: MEMBER START DATE: 07/10/2012 NO. HR/MO: .5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: CLERICAL IN NATURE AND TO PROVIDE 34% OF EXPENSES INCURRED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-11 |
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