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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2025-12-01 |
Branch Locations
B7 Calle Tabonuco Suite 801, Guaynabo, PR 00968 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. (Fka Painewebber) | San Juan | PR | 05/1983 | 11/2025 |
| Raymond James Financial Services, Inc. | San Juan | PR | 11/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | San Juan | PR | 11/2025 | Present |
(1)Name of Business: Address: B7 Calle Tabonuco Ste 806, Guaynabo, PR, 00968-3360, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/06/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-06 |
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