Lee Joseph Kaz

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2020
  Voya Financial Advisors
  Mokena, IL
• 07/2008 → 01/2023
  Lionheart Financial Ltd
  Mokena, IL
• 06/2020 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2009-09-24 → 2020-06-30
  Voya Financial Advisors, Inc.
  Chicago, IL
  Cedar Rapids, IA
  Mokena, IL
  Des Moines, IA
  Oak Brook, IL
  Hiawatha, IA
  Chicago, IL
  Oak Brook, IL
  Norwalk, IA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 06/2020, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 2) MOKENA POLICE PENSION BOARD, 10907 FRONT STREET, MOKENA IL, 07/2015, BOARD MEMBER OF A PUBLIC ENTITY, NIR, 4 HR/YR, 0 HR/MO TRADING. 3) ASCEND WEALTH PLANNING, MOKENA IL, 01/2023, OWNER, DBA, NIR, 50 HR/MO, 40 HR/MO TRADING. 4) ASCEND WEALTH PLANNING, 18700 S WOLF RD, SUITE 211, MOKENA, IL, 01/2023, OWNER, WEALTH MANAGEMENT, INV REL, 50 HR/MO, 40 HR/MO TRADING. 5) ASCEND WEALTH PLANNING, LLC, 18700 S WOLF RD, SUITE 211, MOKENA, IL, 01/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 50 HR/MO, 40 HR/MO TRADING. 6) KAZCO, LLC, 18700 S WOLF RD, SUITE 211, MOKENA, IL, 05/2022, PRESIDENT, BUSINESS ENTITY, NIR, 1 HR/MO, 0 HR/MO TRADING. 7) ASCEND PLANNING NETWORK, LLC, 18700 WOLF RD, 211, MOKENA, IL 60448-8456, 01/2024, OWNER, FOR PAYROLL & RENT PURPOSES, NIR, 8 HR/MO - 0 HR/MO TRADING. 8) LEE JOSEPH KAZ - NOTARY, 18700 Wolf Rd, 211, Mokena IL 60448-8456, United States, 09/12/2024, Notary, NIR, 1 HR/MO - 1 HR/MO TRADING. 9) BUILDERS TEE CLUB, Mokena IL 60448, United States, 10/01/2025, Board Member, Sport/Fitness/Gaming, Not Investment Related, 20 HR/MO - 0 HR/MO TRADING 10) Ascend Wealth Planning Network Holdings, LLC, 18700 Wolf Rd Ste 211, Mokena IL 60448, 03/2026, Founder, Owner/partner of a business entity, NIR, 4 HR/MO, 4 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-09-16
• S63 Uniform Securities Agent State Law Examination
  2005-10-18

Other Names

• Lee Joseph Kaczmarzewski
• Kaz Kaczmarzewski
• Lee J Kaz