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Kathleen Cimonetti

LPl Financial LLC

Mokena, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-03-08
  • IL RA
    APPROVED
    Since 2024-03-08

Branch Locations

19070 Everett Blvd #207, Mokena, IL 60448 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Mokena IL 01/2016 06/2022
Fidelity Investments Orland Park IL 06/2022 03/2024
Lpl Financial Llc Mokena IL 03/2024 Present
  • 01/2016 → 06/2022
    Mokena, IL
  • 06/2022 → 03/2024
    Fidelity Investments
    Orland Park, IL
  • 03/2024 → Present
    Mokena, IL
Previous Registrations
  • 2022-08-08 → 2024-03-08
    Fidelity Personal And Workplace Advisors
    Orland Park, IL
  • 2016-04-22 → 2022-06-17
    Mokena, IL
    St Louis, MO
    Mokena, IL
    Palos Hills, IL
    Orland Park, IL
Other Businesses

1- 02/2024 / Vie Wealth Management / DBA for LPL Business (entity for LPL business) / Invesment Related / 180 hrs mth / 40 hrs during trading / At reported business location(s) 2- 02/2024 / Cornerstone Wealth Portfolios / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s) 3- 02/2024 / Cornerstone Wealth Services / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s) 4- 08/30/2024 - Pickett Group INC - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 07/10/2024 - 0 Hours per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-03
  • S66 Uniform Combined State Law Examination
    2016-03-03
Other Names
  • Kathleen Mary Laverty
  • Kathleen Mary Cimonetti

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