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306 West 7Th Street Suite 1000, Fort Worth, TX 76012 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-24 |
Branch Locations
306 West 7Th Street Suite 1000, Fort Worth, TX 76012 • United States
306 West 7Th Street Suite 442, Fort Worth, TX 76102-4905 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-05 |
Branch Locations
306 West 7Th Street Suite 442, Fort Worth, TX 76102-4905 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rhodes Securities, Inc. | Fort Worth | TX | 03/1988 | Present |
| Rhodes Investment Advisors, Inc. | Fort Worth | TX | 01/2003 | Present |
| Cumbie Financial Services | Fort Worth | TX | 04/1987 | Present |
| Cumbie Advisory Services, Inc. | Fort Worth | TX | 01/2007 | Present |
1.INSURANCE AGENT REPRESENTING SEVERAL COMPANIES. 2.PROPRIETOR, BAR C BAR RANCH, NON-INVESTMENT RELATED, JULY 2005 TO PRESENT. APPROX. 20 HOURS/MONTH DURING NON-SECURITY TRADING HOURS. 3.INDEPENDENT CONTRACTOR REGISTERED REPRESENTATIVE OF RHODES SECURITIES, INC. BROKER DEALER LOCATED AT 306 WEST 7TH STREET, SUITE 1000, FORT WORTH, TX 76102 DBA CUMBIE INVESTMENT ADVISORY SERVICES, INC. CUMBIE INVESTMENT ADVISORY SERVICES, INC. BRANCH OFFICE IS LOCATED AT 306 WEST 7TH STREET, SUITE 440, FORT WORTH, TX 76102 30 HOURS A WEEKCUMBIE INVESTMENT ADVIOSRY SERVICES, INC. IS ALSO AN INVESTMENT ADVISOR FIRM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-06 |
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