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Current Employers
Von Kohorn Research & Advisory, Inc.

2 Highmeadow, Norwalk, CT 06854 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-01-10
  • CT RA
    APPROVED
    Since 2019-01-10

Branch Locations

2 Highmeadow, Norwalk, CT 06854 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Von Kohorn Research & Advisory, Inc. Westport CT 02/1976 Present
Previous Registrations
Other Businesses

FAMILY INSTITUTE OF CT, 77 BUCKINGHAM ST., HARTFORD, CT 06106, BOARD CHAIRMAN and Treasurer, PUBLIC POLICY NOT FOR PROFIT, 1990, 05HRS/MO., NONE DURING TRADING HRS, NOT INVESTMENT RELATED, NO COMPENSATION, ATTEND BOARD MEETINGS. Highmeadow Homeowners Association, 2 Highmeadow, Norwalk, CT 06854, President, not for profit, 2020, less than one hour per month, not during trading hours, not investment related, will not receive compensation, handle management of the homeowners association.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-23
  • S65 Uniform Investment Adviser Law Examination
    2009-06-23
Other Names
  • Kenneth Vonkohorn

View on SEC IAPD

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