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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-10 |
| ME | RA | APPROVED | 2013-05-01 |
Branch Locations
One City Center 10Th Floor, Portland, ME 04101 • United States
Freeport, ME • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Portland | ME | 05/2013 | Present |
1) friends of casco bay / 43 slocum drive south portland,me 04106 / enviromental and econmic health of Casco Bay / Other / Honorary Director / Occasional attendance at events / Start Date 7/27/2000 /// 2) cj aviation / Other / LLC / recreational aviation / Other / member / Annual filing with state of Maine
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-10 |
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