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Denise Marie Klemens

Stifel, Nicolaus & Company, Incorporated

Mequon, WI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-10
WI RA APPROVED 2018-03-16
  • TX RA
    APPROVED_RES
    Since 2019-01-10
  • WI RA
    APPROVED
    Since 2018-03-16

Branch Locations

11201 North Port Washington Road (South), Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B C Ziegler And Company Mequon WI 11/2005 03/2018
Stifel, Nicolaus & Company, Incorporated Mequon WI 03/2018 Present
Previous Registrations
  • 1999-11-11 → 2018-03-16
    B. C. Ziegler And Company
    Mequon, WI
    West Bend, WI
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-10
  • S66 Uniform Combined State Law Examination
    1999-11-10
Designations
Other Names
  • Denise Marie Spears
  • Denise Marie Steinmetz
  • Denise Marie Spears

View on SEC IAPD

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LPL FINANCIAL LLC · MEQUON, WI
CHARLES SCHWAB & CO., INC. · Mequon, WI
OSAIC WEALTH, INC. · MEQUON, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Mequon, WI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MEQUON, WI
REINHART PARTNERS, LLC · MEQUON, WI
MADISON INVESTMENT ADVISORS, LLC · MEQUON, WI
REINHART PARTNERS, LLC · MEQUON, WI

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