Michael Patrick Mulvaney

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-20

MN RA
APPROVED

Since 2013-11-20

Branch Locations

971 Sibley Memorial Hwy Suite 100, St. Paul, MN 55118-2250 • United States

Vadnais Heights, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	St Paul	MN	03/2008	Present

03/2008 → Present

Rbc Capital Markets, Llc

St Paul, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-03-12
S63	Uniform Securities Agent State Law Examination	1983-10-06

S66 Uniform Combined State Law Examination

2003-03-12
S63 Uniform Securities Agent State Law Examination

1983-10-06

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews