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Daniel Joseph Mahle

LPl Financial LLC

Arlington, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

2401 E Randol Mill Rd Ste 180, Arlington, TX 76011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Arlington TX 12/2012 07/2021
Various Insurance Carriers For W&R Insurance Agencies The Colony TX 12/2012 07/2021
Sanjeev Kumar Southlake TX 08/2014 Present
Joda Realty Group The Colony TX 10/2017 07/2021
Lpl Financial Llc Arlington TX 07/2021 Present
  • 12/2012 → 07/2021
    Waddell & Reed Inc
    Arlington, TX
  • 12/2012 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    The Colony, TX
  • 08/2014 → Present
    Sanjeev Kumar
    Southlake, TX
  • 10/2017 → 07/2021
    Joda Realty Group
    The Colony, TX
  • 07/2021 → Present
    Arlington, TX
Previous Registrations
  • 2012-12-12 → 2021-07-21
    Waddell & Reed
    Colleyville, TX
    Edmond, OK
    Arlington, TX
  • 2012-04-04 → 2012-12-04
    Questar Asset Management, Inc.
    Minneapolis, MN
  • 2008-01-24 → 2012-04-05
    Waddell & Reed
    Colleyville, TX
  • 2007-02-22 → 2007-04-17
    St Louis, MO
    The Colony, TX
  • 2005-06-03 → 2006-11-08
    Voya Financial Partners, Llc
    Kaneohe, HI
    Glendale, CA
    Kaneohe, HI
  • 2004-10-26 → 2005-05-31
    Cuso Financial Services, L.P.
    Honolulu, CA
  • 2004-04-05 → 2004-10-26
    Honolulu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-13
S65 Uniform Investment Adviser Law Examination 2004-04-02
S63 Uniform Securities Agent State Law Examination 2003-10-30
  • S66 Uniform Combined State Law Examination
    2007-02-13
  • S65 Uniform Investment Adviser Law Examination
    2004-04-02
  • S63 Uniform Securities Agent State Law Examination
    2003-10-30
Other Names
  • Dan Mahle
  • Daniel J Mahle

View on SEC IAPD

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