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35 West Broad Street Suite 100, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc | Milford | CT | 01/2009 | 12/2019 |
| Sjm Enterprises | Milford | CT | 06/2014 | Present |
| Massey Financial Services | Milford | CT | 01/1983 | Present |
| Sovereign Financial Group, Inc. Dba Massey Financial Services | Milford | CT | 01/2020 | Present |
1. Name of Business : Massey Financial Services Address: 4 Oxford Road, Building A Marsh Hill Business Park,Milford, CT Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 01/01/1983 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Branch Manager 2. SJM ENTERPRISES - MILFORD, CT. 06/2014. INVESTMENT RELATED: Yes. RENTAL REAL ESTATE. PARTNER. LANDLORD. 3 HOUR PER WEEK, 2 HOUR DURING TRADING. 3. WEST ROCK RIDGE ADVISORY COUNCIL / CT DEEP; NOT INVESTMENT RELATED; HARTFORD, CT; LAND ACQUISITION FOR THE STATE OF CT; MEMBER SINCE 2004; 1/2 HOUR PER MONTH DEVOTED NOT DURING TRADING HOURS; DUTIES: REVIEW PROPERTY FOR THE STATE TO BUY. 4. INSURANCE NON VARIABLE; INVESTMENT RELATED; 10/2000-PRESENT; MILFORD, CT; 10 HRS MNTHLY; 9 HRS DURING TRADING; AGENT; SLAES AND SERVICE OF FIXED, NON-VARIABLE INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-01 |
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