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Steven Alexander Massey

Sovereign Financial Group, Inc.

Milford, CT

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Current Employers
Sovereign Financial Group, Inc.

35 West Broad Street Suite 100, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-01-02
  • CT RA
    APPROVED
    Since 2020-01-02

Branch Locations

4 Oxford Rd, Bldg A, Milford, CT 06460 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors, Inc Milford CT 01/2009 12/2019
Sjm Enterprises Milford CT 06/2014 Present
Massey Financial Services Milford CT 01/1983 Present
Sovereign Financial Group, Inc. Dba Massey Financial Services Milford CT 01/2020 Present
  • 01/2009 → 12/2019
    Milford, CT
  • 06/2014 → Present
    Sjm Enterprises
    Milford, CT
  • 01/1983 → Present
    Massey Financial Services
    Milford, CT
  • 01/2020 → Present
    Sovereign Financial Group, Inc. Dba Massey Financial Services
    Milford, CT
Previous Registrations
  • 2009-01-02 → 2019-12-31
    Saint Petersburg, FL
    Milford, CT
  • 2001-12-03 → 2009-01-02
    Raymond James Financial Services, Inc.
    Milford, CT
    New Haven, CT
  • 1996-06-05 → 2006-12-31
    Massey Financial Services
    Milford , CT
Other Businesses

1. Name of Business : Massey Financial Services Address: 4 Oxford Road, Building A Marsh Hill Business Park,Milford, CT Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 01/01/1983 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Branch Manager 2. SJM ENTERPRISES - MILFORD, CT. 06/2014. INVESTMENT RELATED: Yes. RENTAL REAL ESTATE. PARTNER. LANDLORD. 3 HOUR PER WEEK, 2 HOUR DURING TRADING. 3. WEST ROCK RIDGE ADVISORY COUNCIL / CT DEEP; NOT INVESTMENT RELATED; HARTFORD, CT; LAND ACQUISITION FOR THE STATE OF CT; MEMBER SINCE 2004; 1/2 HOUR PER MONTH DEVOTED NOT DURING TRADING HOURS; DUTIES: REVIEW PROPERTY FOR THE STATE TO BUY. 4. INSURANCE NON VARIABLE; INVESTMENT RELATED; 10/2000-PRESENT; MILFORD, CT; 10 HRS MNTHLY; 9 HRS DURING TRADING; AGENT; SLAES AND SERVICE OF FIXED, NON-VARIABLE INSURANCE PRODUCTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-09-01
  • S63 Uniform Securities Agent State Law Examination
    1998-09-01
Other Names
  • Steve Massey

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