Steven Alexander Massey

Employer firm

Sovereign Financial Group, Inc. CRD 294314

$1.08B regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 12/2019
  Raymond James Financial Services Advisors, Inc
  Milford, CT
• 06/2014 → Present
  Sjm Enterprises
  Milford, CT
• 01/1983 → Present
  Massey Financial Services
  Milford, CT
• 01/2020 → Present
  Sovereign Financial Group, Inc. Dba Massey Financial Services
  Milford, CT

Previous Registrations

• 2009-01-02 → 2019-12-31
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
  Milford, CT
• 2001-12-03 → 2009-01-02
  Raymond James Financial Services, Inc.
  Milford, CT
  New Haven, CT
• 1996-06-05 → 2006-12-31
  Massey Financial Services
  Milford , CT

Other Businesses

1. Name of Business : Massey Financial Services Address: 4 Oxford Road, Building A Marsh Hill Business Park,Milford, CT Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 01/01/1983 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Branch Manager 2. SJM ENTERPRISES - MILFORD, CT. 06/2014. INVESTMENT RELATED: Yes. RENTAL REAL ESTATE. PARTNER. LANDLORD. 3 HOUR PER WEEK, 2 HOUR DURING TRADING. 3. WEST ROCK RIDGE ADVISORY COUNCIL / CT DEEP; NOT INVESTMENT RELATED; HARTFORD, CT; LAND ACQUISITION FOR THE STATE OF CT; MEMBER SINCE 2004; 1/2 HOUR PER MONTH DEVOTED NOT DURING TRADING HOURS; DUTIES: REVIEW PROPERTY FOR THE STATE TO BUY. 4. INSURANCE NON VARIABLE; INVESTMENT RELATED; 10/2000-PRESENT; MILFORD, CT; 10 HRS MNTHLY; 9 HRS DURING TRADING; AGENT; SLAES AND SERVICE OF FIXED, NON-VARIABLE INSURANCE PRODUCTS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-09-01

Other Names

• Steve Massey