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Jane Ann Passy

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL

Cape Coral, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-12-06
TX RA APPROVED_RES 2000-09-22
IL RA APPROVED 1998-04-12
  • FL RA
    APPROVED
    Since 2022-12-06
  • TX RA
    APPROVED_RES
    Since 2000-09-22
  • IL RA
    APPROVED
    Since 1998-04-12

Branch Locations

1033 Skokie Blvd, Northbrook, IL 60062 • United States

Cape Coral, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 09/1997 Present
Bank Of America, N.A. Northbrook IL 04/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-24
S63 Uniform Securities Agent State Law Examination 1984-01-23
  • S65 Uniform Investment Adviser Law Examination
    1995-08-24
  • S63 Uniform Securities Agent State Law Examination
    1984-01-23
Other Names
  • Jane Passy

View on SEC IAPD

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LPL ENTERPRISE, LLC · NORTHBROOK, IL
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