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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2013-09-18 |
| TX | RA | APPROVED_RES | 2011-03-23 |
| CA | RA | APPROVED | 2009-01-02 |
Branch Locations
1 Orchard Road Suite 130, Lake Forest, CA 92630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Newport Beach | CA | 05/2003 | Present |
| Stanton & Castleton, Inc. | Laske Forest | CA | 03/2009 | Present |
| Raymond James Financial Services Advisors, Inc | Newport Beach | CA | 01/2009 | Present |
(1)Name of Business: Portfolio Design - PSDS Design Inc. Address: 1 Orchard Road Suite 130, Lake Forest, CA, 92630, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/16/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I will be doing some computer work at home...IF we get any response to our web presence. To this point my father and I developed the tool and I built a website on and off for the last year. If we have sales, I will send them the tool output via emal. (2)Name of Business: Stanton & Castleton Inc Address: 1 Orchard Ste 130, Lake Forest, CA, 92630-8314, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/18/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: RJFS independent branch
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-16 |
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