Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2013-09-18
TX RA APPROVED_RES 2011-03-23
CA RA APPROVED 2009-01-02
  • HI RA
    APPROVED
    Since 2013-09-18
  • TX RA
    APPROVED_RES
    Since 2011-03-23
  • CA RA
    APPROVED
    Since 2009-01-02

Branch Locations

1 Orchard Road Suite 130, Lake Forest, CA 92630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Newport Beach CA 05/2003 Present
Stanton & Castleton, Inc. Laske Forest CA 03/2009 Present
Raymond James Financial Services Advisors, Inc Newport Beach CA 01/2009 Present
Previous Registrations
Other Businesses

(1)Name of Business: Portfolio Design - PSDS Design Inc. Address: 1 Orchard Road Suite 130, Lake Forest, CA, 92630, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/16/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I will be doing some computer work at home...IF we get any response to our web presence. To this point my father and I developed the tool and I built a website on and off for the last year. If we have sales, I will send them the tool output via emal. (2)Name of Business: Stanton & Castleton Inc Address: 1 Orchard Ste 130, Lake Forest, CA, 92630-8314, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/18/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: RJFS independent branch

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-28
S63 Uniform Securities Agent State Law Examination 1984-08-16
  • S65 Uniform Investment Adviser Law Examination
    1994-02-28
  • S63 Uniform Securities Agent State Law Examination
    1984-08-16
Other Names
  • Bob Stanton
  • Robert Joe Stanton

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lake Forest, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor