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Eddie Ray Kaspar

LPl Enterprise, LLC

Yorba Linda, CA

Orange, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

Yorba Linda, CA • United States

600 City Parkway West Suite 210, Orange, CA 92868 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Orange CA 05/1978 Present
Pruco Securities, Llc. Orange CA 05/1978 11/2024
Lpl Enterprise, Llc Orange CA 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-12
  • S65 Uniform Investment Adviser Law Examination
    2001-02-12
Designations

View on SEC IAPD

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OSAIC WEALTH, INC.
LPL FINANCIAL LLC
COMMONWEALTH FINANCIAL NETWORK

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Jackie Yee Man Lewis
Eric A Hale
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Other Offices

EDWARD JONES · YORBA LINDA, CA
J.P. MORGAN SECURITIES LLC · YORBA LINDA, CA
CITIGROUP GLOBAL MARKETS INC. · Yorba Linda, CA
EAGLE STRATEGIES LLC · YORBA LINDA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · YORBA LINDA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ANAHEIM, CA
J.P. MORGAN SECURITIES LLC · ANAHEIM HILLS, CA
OSAIC WEALTH, INC. · YORBA LINDA, CA

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