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Eddie Ray Kaspar

LPl Enterprise, LLC

Yorba Linda, CA

Orange, CA

CRD 1160050

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

Yorba Linda, CA • United States

600 City Parkway West Suite 210, Orange, CA 92868 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Orange CA 05/1978 Present
Pruco Securities, Llc. Orange CA 05/1978 11/2024
Lpl Enterprise, Llc Orange CA 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-12
  • S65 Uniform Investment Adviser Law Examination
    2001-02-12
Designations
  • Chartered Financial Consultant

View on SEC IAPD

Nearby Firms

EDWARD JONES
J.P. MORGAN SECURITIES LLC
CITIGROUP GLOBAL MARKETS INC.

Nearby Investors

Laura Lynn Schroeder
KONSTANTINOS PANAYIOTIS GREGORY
Tony Lan

Nearby Offices

EDWARD JONES · YORBA LINDA, CA
J.P. MORGAN SECURITIES LLC · YORBA LINDA, CA
CITIGROUP GLOBAL MARKETS INC. · Yorba Linda, CA

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