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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2001-08-24 |
| CO | RA | APPROVED | 2000-04-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Aspen | CO | 04/1983 | Present |
| Bank Of America, N.A. | Aspen | CO | 05/2011 | Present |
I*74674FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: POA INVESTMENT RELATED: NADDRESS OF BUSINESS: 650 PIONEER SPRINGS RANCH ROAD, ASPEN, 81611NATURE OF BUSINESS: OTHER,POAPOSITION, TITLE, ASSOCIATION: FIDUCIARY, START DATE OF RELATIONSHIP: 5/31/2013NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: POAI*99028FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: 25 JANSS LANEINVESTMENT RELATED: NADDRESS OF BUSINESS: ASPEN, COLORADO 81611NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 12/6/2016NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MY HUSBAND AND I ARE UNDER CONTRACT TO PURCHASE AN INVESTMENT PROPERTY. IT IS A SINGLE FAMILY HOME IN SNOWMASS COLORADO WHICH WE HOPE TO RENT OUT STARTING THIS WINTER SEASON. THE HOME WILL BE JOINTLY OWNED WITH MY HUSBAND. I*2856269 Entity Type: N/A Name of OBA: M.A.R. Address:Aspen Colorado Investment Related:No Position, Title, Association:Power of Attorney Start Date:09/12/2025 No Hours: 5 Yearly No Hours during trading:0 Yearly Duties:Power of Attorney for Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-17 |
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