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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-08-05
WA RA APPROVED 2007-06-15
  • TX RA
    APPROVED_RES
    Since 2008-08-05
  • WA RA
    APPROVED
    Since 2007-06-15

Branch Locations

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Seattle WA 06/2007 Present
Previous Registrations
Other Businesses

1)"NAI WAS TOLD TO SUBMIT THIS IN ORDER TO PERMIT SUBMISSION OF AN OP-ED ARTICLE ABOUT CONSERVATION FUNDING. THIS IS DONE IN PARTNERSHIP WITH THE PEW FOUNDATION. / OCCAISIONALLY WRITE AN OP-ED AS PART OF PERSONAL ACTIVITIES INVOLVED WITH ENVIRONMENTAL CONSERVATION. /START DATE 02/08/2010 / 1 HR PER MONTH 2) Birdlife International / The David Attengorough Building, Pembroke Street Cambridge,England CB2 3QZ / Other/ Other Wildlife Conservation / Wildlife Conservation - Avian / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / Member of Advisory Council to Birdlife International Executive / Start Date 04/25/2017 Chartiable Organization / 3)Bainbridge Condo Rental,Bainbridge Island,WA,United States,Sole proprietorship,Real Estate,Long-term rental of single unit condominium,We have hired Windermere Real Estate to manage the Condo rental. Our role will be that of a passive owner. We will interact with the management company regarding things like repairs and rental terms.Start date -1/15/2026

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-09-02
  • S63 Uniform Securities Agent State Law Examination
    1983-09-02

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