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130 Middle Street 2Nd Floor, Portland, ME 04101-7104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2014-03-05 |
| ME | RA | APPROVED | 2006-01-11 |
Branch Locations
130 Middle Street 2Nd Floor, Portland, ME 04101-7104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Old Port Advisors, Inc | Portland | ME | 01/2006 | Present |
SERVE AS BOARD MEMBER OF AN INVESTMENT AND FINANCIAL COMMITTEE FOR PREBLE STREET, WHICH IS A NON-PROFIT ORGANIZATION LOCATED AT 38 PREBLE STREET, PORTLAND, ME 04101.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-25 |
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