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Philip Patrick Thomas

Hms Investment Advisors

Nashville, TN

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Current Employers
Hms Investment Advisors

5130 Ashland City Hwy, Nashville, TN 37218 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-08-19
  • TN RA
    APPROVED
    Since 2013-08-19

Branch Locations

5130 Ashland City Hwy, Nashville, TN 37218 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harmony Investment Management, Inc. Brentwood TN 07/2007 Present
Hms Capital Management, Inc. Nashville TN 08/2013 Present
  • 07/2007 → Present
    Harmony Investment Management, Inc.
    Brentwood, TN
  • 08/2013 → Present
    Hms Capital Management, Inc.
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-07
S63 Uniform Securities Agent State Law Examination 1983-08-16
  • S65 Uniform Investment Adviser Law Examination
    2007-08-07
  • S63 Uniform Securities Agent State Law Examination
    1983-08-16
Other Names
  • Phil Thomas

View on SEC IAPD

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