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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-10 |
| AZ | RA | APPROVED | 2017-07-06 |
| ID | RA | APPROVED | 1992-01-29 |
Branch Locations
West 87 - Sargent Drive, Hayden Lake, ID 83835 • United States
Oro Valley, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Hayden Lake | ID | 12/1991 | Present |
1. 6/22/2007 - NO BUSINESS NAME - NOTARY - NOT INV. REL. - AT REPORTED BUSINESS LOCATION(S) - IDAHO NOTARY PUBLIC -- IN ORDER TO NOTARIZE AS A FREE SERVICE TO ONLY OUR CLIENTS. - 1% TIME SPENT 2. 3/16/2009 - INVESTORS CAPITAL MANAGEMENT, INC. - Business Entity For Tax/Investment Purposes Only - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - CHANGING DBA FROM MARKETING TO TAX PURPOSES ONLY --WILL NOT USE FOR MARKETING TO THE PUBLIC. - NO TIME SPENT 3. 6/21/2019 - TC DEVELOPMENTS LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 06/17/2019 - 2 Hours Per Month/0 Hours During Securities Trading - Bookkeeping for son and his 1 business. 4. 6/21/2019 - CJ2 PROPERTY CONSULTANT LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 06/17/2019 - 2 Hours Per Month/0 Hours During Securities Trading - Bookkeeping for family members only. 5. 04/26/2024 - Jerde Properties LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 12/21/2021 - 0 Hours Per Month/ During Trading 6. 04/26/2024 - Other - Notary Public - State of Idaho - Notary - Not Investment Related - At Reported Business Location(s) - Start Date 03/04/2024 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-01 |
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