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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2009-09-11 |
Branch Locations
West 87 - Sargent Drive, Hayden Lake, ID 83835 • United States
Coeur D'ALene, ID • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hayden | ID | 09/2009 | Present |
1. 09/11/2009 - OTHER-COACH/REFEREE - VARIOUS SOCCER ASSOCIATIONS - REF - NOT INVESTMENT RELATED - TIME SPENT 5% 2. 2/8/2010 - Patton Financial Services LLC - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Business Entity For Tax/Investment Purposes Only - OTHER-DBA FOR TAX PURPOSES ONLY - TIME SPENT 0% 3. 09/17/2021 - No Business Name - Not Investment Related - Location: Various High Schools throughout Northern Idaho - Outside/W-2 Employment - Start Date: 09/16/2021 - 12 Hours Per Month/0 Hours During Securities Trading - High School Volleyball Referee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-20 |
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