Mark Edward Patton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Hayden, ID

Previous Registrations

• 2004-06-08 → 2009-09-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Coeur D'ALene, ID
  Coeur D'ALene, ID

Other Businesses

1. 09/11/2009 - OTHER-COACH/REFEREE - VARIOUS SOCCER ASSOCIATIONS - REF - NOT INVESTMENT RELATED - TIME SPENT 5% 2. 2/8/2010 - Patton Financial Services LLC - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Business Entity For Tax/Investment Purposes Only - OTHER-DBA FOR TAX PURPOSES ONLY - TIME SPENT 0% 3. 09/17/2021 - No Business Name - Not Investment Related - Location: Various High Schools throughout Northern Idaho - Outside/W-2 Employment - Start Date: 09/16/2021 - 12 Hours Per Month/0 Hours During Securities Trading - High School Volleyball Referee.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-07
• S63 Uniform Securities Agent State Law Examination
  2000-01-20

Other Names

• Mark Edward Patton