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Mark Richardson Scholl

Janney Montgomery Scott LLC

Sewickley (Wexford), PA

CRD 1158192

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-01-13
CA RA APPROVED 2021-01-06
OH RA APPROVED 2021-01-06
TX RA APPROVED_RES 2021-01-06
PA RA APPROVED 2005-06-25
  • NC RA
    APPROVED
    Since 2021-01-13
  • CA RA
    APPROVED
    Since 2021-01-06
  • OH RA
    APPROVED
    Since 2021-01-06
  • TX RA
    APPROVED_RES
    Since 2021-01-06
  • PA RA
    APPROVED
    Since 2005-06-25

Branch Locations

2200 Georgetown Drive Suite 400, Sewickley (Wexford), PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 06/2005 01/2021
Janney Montgomery Scott Llc Pittsburgh PA 01/2021 10/2023
Janney Montgomery Scott Llc Wexford PA 10/2023 Present
Previous Registrations
  • 2005-04-28 → 2005-06-25
    Parker/Hunter Incorporated
    Pittsburgh, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-29
S63 Uniform Securities Agent State Law Examination 1983-08-12
  • S65 Uniform Investment Adviser Law Examination
    1994-03-29
  • S63 Uniform Securities Agent State Law Examination
    1983-08-12
Other Names
  • Mark Richardson School

View on SEC IAPD

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Nearby Investors

WILLIAM EDWARD WOLFE
BRIANNE DOROTHY KING
PAUL MEHNO

Nearby Offices

FRAGASSO FINANCIAL ADVISORS · SEWICKLEY, PA
AUFMAN ASSOCIATES INC · SEWICKLEY, PA
VAM GROUP, LLC · SEWICKLEY, PA

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