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Current Employers
Fragasso Financial Advisors

2200 Georgetown Drive Suite 302, Sewickley, PA 15143 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-11-20
  • PA RA
    APPROVED
    Since 2018-11-20

Branch Locations

2200 Georgetown Drive Suite 302, Sewickley, PA 15143 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 11/2018
Private Client Services Sewickley PA 11/2018 12/2025
Fragasso Financial Advisors, Inc. Sewickley PA 11/2018 Present
  • 09/1999 → 11/2018
    Axa Advisors, Llc
    New York, NY
  • 11/2018 → 12/2025
    Private Client Services
    Sewickley, PA
  • 11/2018 → Present
    Fragasso Financial Advisors, Inc.
    Sewickley, PA
Previous Registrations
Other Businesses

1) FRAGASSO FINANCIAL ADVISORS. 2200 GEORGETOWN DRIVE, SUITE 302, SEWICKLEY, PA 15143. DBA NAME. VICE PRESIDENT-FINANCIAL ADVISOR. 160 HOURS/MO; 130 DURING TRADING HOURS. 2) FRAGASSO FINANCIAL ADVISORS. 2200 GEORGETOWN DRIVE, SUITE 302, SEWICKLEY, PA 15143 . REGISTERED INVESTMENT ADVISOR. VICE PRESIDENT - FINANCIAL ADVISOR. 120 HOURS/MO; 100 DURING TRADING HOURS. 3) TAX PREPARER. 2200 GEORGETOWN DRIVE, SUITE 302, SEWICKLEY, PA 15143. 4 HOURS/MO; 0 DURING TRADING HOURS. 4)NON-VARIABLE INSURANCE. INDEPENDENT INSURANCE AGENT. 2200 GEORGETOWN DRIVE, SUITE 302, SEWICKLEY, PA 15143. 5 HRS/MO; 2 DURING TRADING HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-28
S63 Uniform Securities Agent State Law Examination 1997-05-28
  • S65 Uniform Investment Adviser Law Examination
    1999-10-28
  • S63 Uniform Securities Agent State Law Examination
    1997-05-28
Designations

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