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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-01 |
| CA | RA | APPROVED | 2012-03-01 |
Branch Locations
433 N Camden Dr 9Th Fl, Beverly Hills, CA 90210 • United States
Beverly Hills, CA • United States
Los Angeles, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Los Angeles | CA | 02/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
COIN COLLECTION; INV RELATED; LOS ANGELES, CA; 100% OWNERSHIP; START 6/2016; 8 HOURS PER MONTH, 0 DURING TRADING; BUY/SELL COINS AT SHOWS AND AUCTIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1983-07-08 |
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