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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-04-03
  • VA RA
    APPROVED
    Since 2026-04-03

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

1671 Emancipation (Jefferson Davis) Hwy Ste 202, Fredericksburg, VA 22401 • United States

Fredericksburg , VA • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2011-07-12
  • VA RA
    APPROVED
    Since 2011-07-12

Branch Locations

Fredericksburg , VA • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

1671 Emancipation (Jefferson Davis) Hwy Ste 202, Fredericksburg, VA 22401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Washington DC 03/2010 11/2016
Wells Fargo Clearing Services, Llc Washington DC 11/2016 Present
Wells Fargo Advisors Financial Network Fredericksburg VA 04/2026 Present
  • 03/2010 → 11/2016
    Wells Fargo Advisors Llc
    Washington, DC
  • 11/2016 → Present
    Washington, DC
  • 04/2026 → Present
    Wells Fargo Advisors Financial Network
    Fredericksburg, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-15
S63 Uniform Securities Agent State Law Examination 1983-11-05
  • S66 Uniform Combined State Law Examination
    2006-11-15
  • S63 Uniform Securities Agent State Law Examination
    1983-11-05
Other Names
  • Kathy Rommell
  • Kathleen Fortner Rommell
  • Kathy Fortner Moses

View on SEC IAPD

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