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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-14
TN RA APPROVED 2023-06-21
  • TX RA
    APPROVED_RES
    Since 2024-10-14
  • TN RA
    APPROVED
    Since 2023-06-21

Branch Locations

13832 N 32Nd St Ste 224, Phoenix, AZ 85032 • United States

745 S Church St Ste 111, Murfreesboro, TN 37130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Murfreesboro TN 06/1983 Present
Freelance Writer Self Employed Colorado Springs CO 06/2005 Present
Pfs Investments Inc Murfreesboro TN 06/1983 Present
Kaplan Professional Education Chicago IL 03/2017 08/2017
  • 06/1983 → Present
    Primerica Financial Services
    Murfreesboro, TN
  • 06/2005 → Present
    Freelance Writer Self Employed
    Colorado Springs, CO
  • 06/1983 → Present
    Murfreesboro, TN
  • 03/2017 → 08/2017
    Kaplan Professional Education
    Chicago, IL
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Above the clouds, llc DBA higher vision, not investment related, 6660 Delmonico drive, suite 291, Colorado springs, co 80919, 55%owner/manager, 07/2012-present, 0 hours per month (0hours per month during securities trading hours), entity active with the secretary of state: non-operational business. Smart cloud llc dba adviser test prep, investment related, 6660 Delmonico drive, suite d291, Colorado Springs, co 80919, self-employed owner/ chef learning officer, 08/2017 to present, 12. Success ce/pre-license training, investment related, Newport beach, ca 92660, content writer/instructor (1099), 03/2023 to present, 160 hours committed per month (100 hours during securities trading hours), life and securities exam instructor; study content creator.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-17
S63 Uniform Securities Agent State Law Examination 1983-07-08
  • S65 Uniform Investment Adviser Law Examination
    2012-11-17
  • S63 Uniform Securities Agent State Law Examination
    1983-07-08

View on SEC IAPD

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