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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-08 |
| PA | RA | APPROVED | 2016-09-08 |
| NJ | RA | APPROVED | 2010-01-08 |
Branch Locations
201 Lackawanna Ave Suite 103, Scranton, PA 18503 • United States
8 W Broad St Ste 624 [Satellite], Hazleton, PA 18201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Hazleton | PA | 01/2010 | Present |
CEDAR AND HOLLY LLC, INV RELATED, HAZLETON, PA, 18% OWNERSHIP; START 12/2005, 1 HR PER MONTH/O DURING TRADING, DUTIES: EXECUTIVE DECISIONS.| ART & ALAN LLC, INV RELATED, HAZLETON, PA, 60% OWNERSHIP, START 5/1/2023, 40 HOURS PER MONTH, 32.5 HOURS DURING TRADING, FINET PRACTICE.| COMMERCIAL OFFICE SPACE-1720; INV RELATED;HAZLETON ,PA; 50% OWNERSHIP; START DATE: 05/01/2026; 12 HRS PER MONTH; 0 HRS DURING TRADING; BFA LLC; INV RELATED;HAZLETON,PA; PURCHASE REAL ESTATE;60% OWNERSHIP; START DATE: 04/15/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-02 |
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