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Mauney-Pitt Financial Management, Inc. CRD 337870
$418M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
310-2 East Graham Street, Shelby, NC 28150 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-31 |
Branch Locations
310-2 East Graham Street, Shelby, NC 28150 • United States
Cornelius, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Shelby | NC | 11/1990 | 03/2026 |
| Raymond James Financial Services Advisors, Inc. | Shelby | NC | 01/2009 | 03/2026 |
| Mauney-Pitt Financial Management, Inc. | Cornelius | NC | 03/2026 | Present |
1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 5% of time during the month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-08-25 |
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