James William Cleary

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Newtown, PA
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Newtown Square, PA
• 03/2017 → Present
  Mml Investors Services, Llc
  Newtown Square, PA

Previous Registrations

• 2010-11-15 → 2017-12-31
  Newsquare Capital, Llc
  Newtown Square, PA
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Newtown Square, PA
• 2002-07-31 → 2015-01-02
  New England Securities
  Newtown Square, PA
  Moosic, PA
  Newtown Square, PA

Other Businesses

(1) NAME: JAMES CLEARY INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: AGENT START: 07/2011 NO/HRS: 5 NO/HRS DUR TRADING: 5. (2) NAME: CLEARY ENTERPRISES LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: LANDLORD START: 03/2013 NO/HRS: 1 NO/HRS DUR TRADING: 1. (3) NAME: FAWN CIRCLE LLC INV REL: Y ADDR: FAWN CIRLCE MALVERN PA 19355 NATURE: PROPERTY AND CASUALTY COMPANY POSITION: OWNERSHIP START: 08/2017 NO/HRS: 1 NO/HRS DUR TRADING: 1. (4) NAME: JAMES CLEARY INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: LIFE SETTLEMENTS/VIATICALS POSITION: AGENT START: 04/08/2019 NO/HRS: 1 NO/HRS DUR TRADING: 1. (5) NAME: JAMES W. CLEARY INV REL: Y ADD: RESIDENTIAL NATURE: TRUSTEE FOR FIVE SEPARATE TRUSTS FOR MY BROTHER POSITION: TRUSTEE START DATE: 2006 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (6) NAME: JAMES W CLEARY INV REL: Y ADD: RESIDENTIAL NATURE: TRUSTEE FOR MY BROTHER POSITION: TRUSTEE START DATE: 2006 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (7) NAME: CLEARY FOUNDATION INV REL: Y ADD: RESIDENTIAL NATURE: CHARITABLE FOUNDATION FOR NEWBORN WELLNESS POSITION: CHAIRMAN OF THE BOARD START DATE: 09/12/2025 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: OVERSEE FUNDRAISING AND HELP MANAGE INVESTMENTS FOR OUR FAMILY FOUNDATION

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-09-19