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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-25 |
| FL | RA | APPROVED | 2018-08-27 |
| WI | RA | APPROVED | 2014-10-03 |
Branch Locations
150 Lance Drive, Twin Lakes, WI 53181 • United States
Fort Meyers, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2005 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2005 | Present |
9/16 - Life Settlements; DBA Griggs and Griggs; Outside Insurance Sales; 6/11- Barrington Bowling Center, Inc 2354 W Higgins Rd Hoffman Estates IL 60195 - President - 10 hrs month; 12/04 - W.A.Griggs Limited Family partnership - Partner - 2 hrs month; 8/07 - Twin Lakes professional Center - 150 Lance Dr Twin Lakes, WI 53181 -Administrator - 1 hr month: 7/06 - 39811 Bloomfield Rd, LLC - Adminstrator - 1 hr month; 7/06 - 39600 Bloomfield Road, LLC DBA Sit N Bull - P.O. Box 70 150 Lance Drive Twin Lakes WI 53181 - P.O. Box 3 Powers Lake WI 53159 -Supervisor - 4 Hr Per month; 1/07 - 39500 Bloomfield Road, LLC - Administrator - 1 Hr per month; 1/05 - 39520 Bloomfield Rd, LLC -Administrator 1 hr per month; 6/82 - William A Griggs, PO Box 70 150 Lance Drive Owner- 5 Hrs month: 12/04 - Griggs Management, LLC PO Box 70 150 Lance Drive Twin Lakes, WI 53181 - Manager - 1 Hr per month; 2/95 - Griggs & Griggs, PO Box 70 150 Lance Drive, Twin Lakes, WI 53181 - President - 40 hrs per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-16 |
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