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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-25
FL RA APPROVED 2018-08-27
WI RA APPROVED 2014-10-03
  • TX RA
    APPROVED_RES
    Since 2021-03-25
  • FL RA
    APPROVED
    Since 2018-08-27
  • WI RA
    APPROVED
    Since 2014-10-03

Branch Locations

150 Lance Drive, Twin Lakes, WI 53181 • United States

Fort Meyers, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2005 06/2020
Equitable Advisors, Llc New York NY 06/2005 Present
Other Businesses

9/16 - Life Settlements; DBA Griggs and Griggs; Outside Insurance Sales; 6/11- Barrington Bowling Center, Inc 2354 W Higgins Rd Hoffman Estates IL 60195 - President - 10 hrs month; 12/04 - W.A.Griggs Limited Family partnership - Partner - 2 hrs month; 8/07 - Twin Lakes professional Center - 150 Lance Dr Twin Lakes, WI 53181 -Administrator - 1 hr month: 7/06 - 39811 Bloomfield Rd, LLC - Adminstrator - 1 hr month; 7/06 - 39600 Bloomfield Road, LLC DBA Sit N Bull - P.O. Box 70 150 Lance Drive Twin Lakes WI 53181 - P.O. Box 3 Powers Lake WI 53159 -Supervisor - 4 Hr Per month; 1/07 - 39500 Bloomfield Road, LLC - Administrator - 1 Hr per month; 1/05 - 39520 Bloomfield Rd, LLC -Administrator 1 hr per month; 6/82 - William A Griggs, PO Box 70 150 Lance Drive Owner- 5 Hrs month: 12/04 - Griggs Management, LLC PO Box 70 150 Lance Drive Twin Lakes, WI 53181 - Manager - 1 Hr per month; 2/95 - Griggs & Griggs, PO Box 70 150 Lance Drive, Twin Lakes, WI 53181 - President - 40 hrs per month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-25
S63 Uniform Securities Agent State Law Examination 1991-12-16
  • S65 Uniform Investment Adviser Law Examination
    2013-07-25
  • S63 Uniform Securities Agent State Law Examination
    1991-12-16

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