John Robert Griggs

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 02/2015 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

DBA Griggs and Griggs; 3/21 -Life Settlements; 8/22 - Medical Insurance and Benefit premium sales - 40 hrs/month; Administrator or executor of an estate or trustee of a trust for a non-family or family member

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-02-02
• S63 Uniform Securities Agent State Law Examination
  2015-08-06

Other Names

• John Griggs