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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-25 |
| WI | RA | APPROVED | 2016-03-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 02/2015 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 02/2015 | Present |
DBA Griggs and Griggs; 3/21 -Life Settlements; 8/22 - Medical Insurance and Benefit premium sales - 40 hrs/month; Administrator or executor of an estate or trustee of a trust for a non-family or family member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-06 |
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