Susan Marie Bailey

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-04-04
TX	RA	APPROVED_RES	2004-01-28
OK	RA	APPROVED	2002-04-12

IL RA
APPROVED

Since 2024-04-04
TX RA
APPROVED_RES

Since 2004-01-28
OK RA
APPROVED

Since 2002-04-12

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Chicago, IL • United States

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Scottsdale	AZ	04/1989	Present

04/1989 → Present

Ubs Financial Services Inc.

Scottsdale, AZ

Other Businesses

bailey rentals llc / 7141 E. Rancho Vista 6008 scottsdale,az 85251 / Other/ Real Estate / renatl property / Trustee / / rental properties / Start Date 9/1/15 llc /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-11-22
S63	Uniform Securities Agent State Law Examination	1983-07-25

S65 Uniform Investment Adviser Law Examination

1994-11-22
S63 Uniform Securities Agent State Law Examination

1983-07-25

Other Names

Susan Hagopian Bailey
Susan Marie Hagopian
Sisan Marie Hagopian

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews