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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-30 |
| TX | RA | APPROVED | 2020-01-13 |
| CO | RA | APPROVED | 2019-03-27 |
Branch Locations
6312 S Fiddlers Green Circle Suite 520E, Greenwood Village, CO 80111 • United States
Clark, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Greenwood Village | CO | 02/2012 | Present |
1. Greenwood Land and Timber LLC; PO Box 1114, Clark, CO 80428; Timber Farming/Real Estate (Personal LLC); Managing Member; 03/31/2015; 5 Hours per Quarter; Not during securities trading hours. Investment-Related 2. Brown Bear Chalet LLC; PO Box 1114, Clark, CO 80428; Real estate rental; Managing Member; 11/01/2009; 10 Hours per Year; Not during securities trading hours; Investment-Related. 3. AKA Ranch LLC; 61445 county road 62, Clark, CO 80428; family ranch; manager; 09/20/2024; 2 Hours per Day; During Securities Trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1983-07-25 |
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