Robert Patrick Brown

Current Employers

Employment History

• 05/1983 → 11/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Birmingham, AL
• 02/2011 → 11/2021
  Bank Of America Na
  Birmingham, AL
• 11/2021 → Present
  Rfg Advisory, Llc Dba Cardinal Asset Advisory
  Vestavia Hills, AL

Previous Registrations

• 1991-04-05 → 2021-12-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Birmingham, AL
  Birmingham, AL

Other Businesses

1) RFG Advisory, LLC; INVESTMENT RELATED; 1400 Urban Center, Ste 475, Vestavia Hills, AL 35242; RIA; 160 hrs/mo; 160 during trading hrs.; RIA Affiliate; Investment Advisor Representative. 2) Cardinal Aset Advisory; INVESTMENT RELATED; 1400 Urban Center, Ste 475, Vestavia Hills, AL 35242; DBA; Owner, Founder, Wealth Advisor; Start: 06/2024; 160 hrs/mo; 160 during trading hrs.; DBA for advisory and insurance activity 3) BP LLC.; NON-INVESTMENT RELATED; 2776 BM MONTGOMERY ST., BIRMINGHAM, AL 35209; HOLDING COMPANY, BUILDING HANNAH KATE CLOTHING RENTS FROM; OWNER; 5/2004. NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY. NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0. DUTIES: THIS LLC OWNS THE BUILDING THAT MY WIFE'S BUSINESS RENTS FROM - I AM LISTED AS HALF OWNER OF THIS BUSINESS. 4) HANNAH KATE CLOTHING. NON-Investment related; 2776 BM MONTGOMERY ST., BIRMINGHAM, AL 35209; CHILDREN'S CLOTHING; CO-OWNER; 01/2000. Number of hours devoted: 5-10 hour(s) Monthly. Number of hours devoted during trading hours: 0. Duties: CO-OWNER WITH MY WIFE, CONSULTING. 5) INSURANCE; INVESTMENT RELATED-NOT ACTIVELY SELLING. NO ADDRESS. NATURE OF BUSINESS: INSURANCE. POSITION/TITLE: INSURANCE AGENT. START: 1983. 20 HOURS/MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-09-08
• S63 Uniform Securities Agent State Law Examination
  1983-08-03

Other Names

• Pat Brown
• Robert Patrick Brown
• Robert P Brown