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James A Newkirk

Ameriprise Financial Services, LLC

East Meadow, NY

Bronx, NY

Bronx, NY

CRD 5192614

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-24
NY RA APPROVED 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2024-06-24
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

90 Merrick Ave Ste 403, East Meadow, NY 11554 • United States

Bronx, NY • United States

Bronx, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Kew Gardens NY 02/2007 03/2020
Ameriprise Financial Services, Llc East Meadow NY 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-01-20
  • S63 Uniform Securities Agent State Law Examination
    2007-01-20
Other Names
  • James Newkirk
  • James Avon Newkirk

View on SEC IAPD

Nearby Firms

J.P. MORGAN SECURITIES LLC
VALIC FINANCIAL ADVISORS, INC.
LPL FINANCIAL LLC

Nearby Investors

Oreste A. Abbamonte
Deborah A. Goldberg
Thomas Joseph Saviano

Nearby Offices

J.P. MORGAN SECURITIES LLC · EAST MEADOW, NY
VALIC FINANCIAL ADVISORS, INC. · East Meadow, NY
LPL FINANCIAL LLC · LEVITTOWN, NY

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