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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-09
  • NY RA
    APPROVED
    Since 2021-07-09

Branch Locations

27 Wilshire Dr., Syosset, NY 11791 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Garden City NY 10/2005 01/2017
Mml Investors Services Inc. Garden City NY 06/2007 01/2017
Lifemark Securities Corp. Rochester NY 01/2019 08/2019
Independent Insurance Agent Syosset NY 08/1974 Present
Cambridge Investment Research, Inc. Fairfield IA 08/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2019 Present
  • 10/2005 → 01/2017
    Massmutual Life Insurance Company
    Garden City, NY
  • 06/2007 → 01/2017
    Mml Investors Services Inc.
    Garden City, NY
  • 01/2019 → 08/2019
    Lifemark Securities Corp.
    Rochester, NY
  • 08/1974 → Present
    Independent Insurance Agent
    Syosset, NY
  • 08/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2019 → Present
    Fairfield, IA
Other Businesses

1) INSURANCE, SYOSSET NY, 08/1980, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5/WK 0/TRADING 2) PROFIT & PENSION PLANNERS, Calverton NY 11933, 11/2019. PRESIDENT, PENSION CONSULTING, NIR, 8 HR/MO - 0 HR/MO TRADING 3) HOLLOW FOREST LLC, SYOSSET NY, 07/2003, MEMBER, LLC TO OWN RENTAL PROPERTY, NIR, 5/MO 0/TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 20/WK 20/TRADING, SEE EMPLOYMENT FOR START DATE. 5) ROGER AND SUE SCHILLING, 825 Stratton Arlington Road, West Wardsboro VT 05360, United States, 01/2018, Owner, Real Estate, NIR, 0 HR/MO - 0 HR/MO TRADING 6) WILLIAM BOWIE ASSOCIATES, 27 WILSHIRE DRIVE SYOSSET NY 11791, 08/2019, DBA, ADVISORY BUSINESS, INV REL, 80 HR/MO 80 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-09-19
  • S63 Uniform Securities Agent State Law Examination
    1985-09-19
Other Names
  • Roger Joseph Schilling

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