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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Garden City | NY | 10/2005 | 01/2017 |
| Mml Investors Services Inc. | Garden City | NY | 06/2007 | 01/2017 |
| Lifemark Securities Corp. | Rochester | NY | 01/2019 | 08/2019 |
| Independent Insurance Agent | Syosset | NY | 08/1974 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2019 | Present |
1) INSURANCE, SYOSSET NY, 08/1980, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5/WK 0/TRADING 2) PROFIT & PENSION PLANNERS, Calverton NY 11933, 11/2019. PRESIDENT, PENSION CONSULTING, NIR, 8 HR/MO - 0 HR/MO TRADING 3) HOLLOW FOREST LLC, SYOSSET NY, 07/2003, MEMBER, LLC TO OWN RENTAL PROPERTY, NIR, 5/MO 0/TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 20/WK 20/TRADING, SEE EMPLOYMENT FOR START DATE. 5) ROGER AND SUE SCHILLING, 825 Stratton Arlington Road, West Wardsboro VT 05360, United States, 01/2018, Owner, Real Estate, NIR, 0 HR/MO - 0 HR/MO TRADING 6) WILLIAM BOWIE ASSOCIATES, 27 WILSHIRE DRIVE SYOSSET NY 11791, 08/2019, DBA, ADVISORY BUSINESS, INV REL, 80 HR/MO 80 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-09-19 |
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