Karen Randy Filler

Employer firm

Legacy Edge Advisors CRD 328064

$1.23B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → 06/2025
  Tiaa
  New York, NY
• 04/2007 → 06/2024
  Tiaa-Cref Individual & Institutional Services, Llc
  New York, NY
• 06/2025 → Present
  Legacy Edge Advisors, Llc
  New York, NY

Previous Registrations

• 2007-05-16 → 2025-05-06
  Tiaa-Cref Individual & Institutional Services, Llc
  New York, NY
  New York, NY
  Irvington, NY

Other Businesses

(1) DOWNINGWOOD CONDOMINIUMS POSITION: serve on the board as Sargent in arms, to maintain order of the board meetings. I also, because of a recent death of a board member, now am the head of the welcome committee which means I contact new residence and welcome them to the community and answer any questions they may have about Downingwood Condominiums. This added role started June 1st 2022. NATURE: The board is made up of condo owners. It is to maintain the property, make and maintain rules. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/10/2020 ADDRESS: Downingwood Condominiums, 200 Birch Lane, Irvington NY 10533, United States DESCRIPTION: Serving on the Board (2) SHAMES JEWISH COMMUNITY CENTER ON THE HUDSON POSITION: Trustee at large, no specific office held NATURE: JCC is a non-sectarian community center providing social, recreational, educational, and cultural programming INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/06/2025 ADDRESS: 371 S. Broadway, Tarrytown NY 10591, United States DESCRIPTION: attend board meetings 6 times a year at night

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-13
• S63 Uniform Securities Agent State Law Examination
  1988-11-04

Other Names

• Karen Randy Strauss
• Karen Strauss