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Mark Stuart Doroff

Spc

Northbrook, IL

Ann Arbor, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-08-08
  • IL RA
    APPROVED
    Since 2017-08-08

Branch Locations

899 Skokie Blvd #306, Northbrook, IL 60062 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vsr Financial Services, Inc. Overland Park KS 04/1986 09/2016
Vsr Advisory Services Overland Park KS 08/2007 09/2016
David Stuart Financial Northbrook IL 04/1986 Present
Summit Brokerage Services, Inc. Northbrook IL 09/2016 08/2017
Summit Financial Group Inc Boca Raton FL 09/2016 08/2017
Sigma Financial Corporation Ann Arbor MI 08/2017 Present
Spc Ann Arbor MI 08/2017 Present
  • 04/1986 → 09/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 08/2007 → 09/2016
    Vsr Advisory Services
    Overland Park, KS
  • 04/1986 → Present
    David Stuart Financial
    Northbrook, IL
  • 09/2016 → 08/2017
    Summit Brokerage Services, Inc.
    Northbrook, IL
  • 09/2016 → 08/2017
    Summit Financial Group Inc
    Boca Raton, FL
  • 08/2017 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 08/2017 → Present
    Ann Arbor, MI
Previous Registrations
  • 2016-09-01 → 2017-08-09
    Summit Financial Group Inc
    Northbrook, IL
  • 2003-01-24 → 2016-09-01
    Vsr Financial Services, Inc.
    New Lenox, IL
    Overland Park, KS
    Northbrook, IL
    Northbrook, IL
    Overland Park, KS
  • 1998-02-05 → 2003-02-07
    The Masters, Inc.
    Northbrook, IL
Other Businesses

1. DBA - DAVID STUART FINANCIAL; NOT INVESTMENT RELATED; 899 SKOKIE BLVD., #306, NORTHBROOK, IL 60062; Insurance sales and renewals - Life and LONG TERM CARE; OWNER; BEGAN APRIL 1986; 1-2 hrs/mo. 2. DAVID STUART FINANCIAL; NOT INVESTMENT RELATED; 899 SKOKIE BLVD., #306, NORTHBROOK, IL, 60062; INCOME TAX RETURN Preparation; OWNER; BEGAN APRIL 1986; 10-12 HRS/MO WITH 2 DURING TRADING. 3. As an independently licensed insurance agent, I am appointed with various insurance companies.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-15
S63 Uniform Securities Agent State Law Examination 1983-06-28
  • S65 Uniform Investment Adviser Law Examination
    1998-01-15
  • S63 Uniform Securities Agent State Law Examination
    1983-06-28

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