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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2024-10-21
TX RA APPROVED 2023-02-24
WA RA APPROVED 2023-02-22
  • VI RA
    APPROVED
    Since 2024-10-21
  • TX RA
    APPROVED
    Since 2023-02-24
  • WA RA
    APPROVED
    Since 2023-02-22

Branch Locations

601 West Main Avenue Suite 1215, Spokane, WA 99201-0615 • United States

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Spokane WA 03/2008 Present
Other Businesses

(1) SMITH RENTALS; ADDRESS: 4706 SOUTH HOGAN SPOKANE, WA 9203; BUSINESS DESCRIPTION: MANAGER FOR RENTAL PROPERTIES; NOT INVESTMENT RELATED; START DATE: 07/08/2014; CAPACITY: EMPLOYEE; DUTIES: CUSTOMER SERVICE, SHOW APARTMENTS, KEEP LEASE AND PAPER RECORDS; HOURS DEVOTED PER MONTH: 8; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (2) KARSTETTER RENTALS; ADDRESS: 4820 EAST 65TH, SPOKANE, WA 99223; BUSINESS DESCRIPTION: RENTAL BUSINESS; NOT INVESTMENT RELATED; START DATE: 12/04/2017 CAPACITY: MANAGER; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (3) BECKETT LLC; ADDRESS: SPOKANE, WA; BUSINESS DESCRIPTION: RENTAL BUSINESS; NOT INVESTMENT RELATED; START DATE: 12/04/2017 CAPACITY: MANAGER; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-21
S63 Uniform Securities Agent State Law Examination 1995-05-06
  • S66 Uniform Combined State Law Examination
    2023-02-21
  • S63 Uniform Securities Agent State Law Examination
    1995-05-06

View on SEC IAPD

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