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Michael Cole Owen

Janney Montgomery Scott LLC

Winston-Salem, NC

Pinehurst, NC

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-07-28
NC RA APPROVED 2022-07-27
GA RA APPROVED 2022-07-22
TX RA APPROVED_RES 2022-07-20
SC RA APPROVED 2022-07-19
  • VA RA
    APPROVED
    Since 2022-07-28
  • NC RA
    APPROVED
    Since 2022-07-27
  • GA RA
    APPROVED
    Since 2022-07-22
  • TX RA
    APPROVED_RES
    Since 2022-07-20
  • SC RA
    APPROVED
    Since 2022-07-19

Branch Locations

4505 Country Club Road Suite 200, Winston-Salem, NC 27104 • United States

125 Fox Hollow Road Suite 104, Pinehurst, NC 28374 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott & Stringfellow, Inc. Richmond VA 05/1999 02/2021
Bb&T Securities, Llc Winston-Salem NC 01/2013 02/2021
Suntrust Bank Atlanta GA 12/2019 02/2021
Suntrust Investment Services, Inc Atlanta GA 12/2019 02/2021
Truist Investment Services, Inc. Southern Pines NC 02/2021 07/2022
Truist Advisory Services, Inc. Southern Pines NC 02/2021 07/2022
Janney Montgomery Scott Llc Pinehurst NC 07/2022 Present
  • 05/1999 → 02/2021
    Scott & Stringfellow, Inc.
    Richmond, VA
  • 01/2013 → 02/2021
    Bb&T Securities, Llc
    Winston-Salem, NC
  • 12/2019 → 02/2021
    Suntrust Bank
    Atlanta, GA
  • 12/2019 → 02/2021
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 02/2021 → 07/2022
    Truist Investment Services, Inc.
    Southern Pines, NC
  • 02/2021 → 07/2022
    Truist Advisory Services, Inc.
    Southern Pines, NC
  • 07/2022 → Present
    Janney Montgomery Scott Llc
    Pinehurst, NC
Previous Registrations
  • 2021-02-17 → 2022-07-19
    Truist Advisory Services, Inc.
    Southern Pines, NC
    Mt. Pleasant, SC
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Ponte Vedra Beach, FL
    Winston-Salem, NC
    Naples, FL
    Miami, FL
    Birmingham, AL
    Dallas, TX
    Dallas, TX
    Southern Pines, NC
    Morehead City, NC
    Wilmington, NC
    Richmond, VA
  • 2001-01-25 → 2013-01-02
    Scott & Stringfellow, Llc
    North Wilkesboro, NC
    Greenville, SC
    Asheville, NC
    Anderson, SC
    Greenwood, SC
    Winston-Salem, NC
    Morehead City, NC
    North Wilkesboro, NC
    Morehead City, NC
    Atlanta, GA
    Ponte Vedra Beach, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-07-15
  • S63 Uniform Securities Agent State Law Examination
    1983-07-15
Other Names
  • Mike Owen

View on SEC IAPD

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