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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-28 |
| VA | RA | APPROVED | 1999-10-01 |
Branch Locations
101 Paulette Circle At Jefferson Square Suite A, Lynchburg, VA 24502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lynchburg | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lynchburg | VA | 11/2016 | Present |
1.JOHN HARVEY & SONS ASPHALT & PAVING, NOT INV RELATED, 50% OWNERSHIP BY SPOUSE CONSULTANT, START 3/1/85, 5 HOURS PER MONTH, ZERO DURING TRADING, REVIEWING BOOKS AND OFFERING MARKETING IDEAS. 2.LIGHT FARMS, INV RELATED, EVINGTON, VA, MANAGER, START 1/1/2010, 30 HOURS PER MONTH, ZERO HOURS DURING TRADING, PROVIDING OVERSIGHT OF FATHER'S FARM OPERATION AND SELLING CATTLE. 3.BOLD BRANCH FARM LLC; INV. RELATED; EVINGTON, VA; 100% OWNERSHIP; START 10/23/2017; 16 HRS PER MONTH; 0 HRS DURING TRADING; HOLDING COMPANY FOR LIVESTOCK EQUIPMENT ETC OF FARM OPERATION RAISE GRASS FED BEEF. 4.SPRING HILL FARM OF VIRGINIA LLC, NOT INV RELATED, EVINGTON, VA, 20.2% OWNERSHIP, START: 10/23/2017, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLD AND LEASE FAMILY FARM AND HOUSE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-07-11 |
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