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One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-10 |
| MT | RA | APPROVED | 2020-02-14 |
| OH | RA | APPROVED | 2016-11-01 |
Branch Locations
One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
7322 Center Street, Mentor, OH 44060 • United States
Philipsburg, MT • United States
Burton, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Chagrin Falls | OH | 05/2009 | 10/2016 |
| Benjamin F Edwards & Co | Mentor | OH | 10/2016 | Present |
1. P&J ARMS GUN SHOP, NOT INVESTMENT REALTED, 18309 MUMFORD RD BURTON OH 44021, GUN DEALER, OWNER, BEGAN 1989, 5 HOURS/MONTH, OPERATE FIREARMS & SPORTING GOODS STORE. 2. LOCUST GROVE NURSERY,NOT INVESTMENT RELATED, 18309 MUMFORD RD BURTON OH 44021, RETAIL NURSERY OF HORITCULTURE PRODUCTS & SUPPLIES & HUMAN CONSUMABLE SUBSTANCES, CO-OWNER, BEGAN 1993, 40 HOURS/MONTH, NOT DURING BUSINESS HOURS. 3.Locust Grove Holdings, LLC, owner, non-investment related, 1 hours per month, 0 during market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1983-07-19 |
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