Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-29
CA RA APPROVED 2016-02-25
  • TX RA
    APPROVED_RES
    Since 2022-08-29
  • CA RA
    APPROVED
    Since 2016-02-25

Branch Locations

433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States

Pacific Palisades, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Beverly Hills CA 02/2016 11/2016
Wells Fargo Clearing Services, Llc Beverly Hills CA 11/2016 Present
Previous Registrations
  • 2012-12-11 → 2016-03-15
    Credit Suisse Securities (Usa) Llc
    Los Angeles, CA
  • 2008-04-07 → 2012-12-05
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-04
S63 Uniform Securities Agent State Law Examination 1986-01-20
  • S66 Uniform Combined State Law Examination
    2008-04-04
  • S63 Uniform Securities Agent State Law Examination
    1986-01-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Beverly Hills, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor