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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| WA | RA | APPROVED | 2015-09-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 09/2015 | Present |
1. Ascend Financial Group, LLC, selling fixed life, fixed annuities, long term care and health insurance, as insurance agent, conducted at branch, investment related. 2. Ascend Financial Group, LLC, 100% owner of private entity created as operating company for securities, investment advisory and insurance business, conducted at branch, investment related. 3. Owner, Bengal Properties, LLC, an entity created for the purpose of Buying Commercial real estate at 24 N. 2nd Street, Yakima, WA, 98901, as of 11/01/2020; 1% of time spent during business hours; Conducted at branch; Investment related. 4. Leasing branch office space to Scott Pernaa, CPA; Located in Yakima, WA, as of 11/01/2020; 0% time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-02 |
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