Robert Adam Vickers

Employer firm

Capital Advisors Wealth Management CRD 309387

$1.11B regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → 06/2020
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Yakima, WA
• 08/2000 → 06/2020
  Financial Management, Inc.
  Yakima, WA
• 06/2020 → Present
  Capital Advisors Wealth Management, Llc
  Yakima, WA

Previous Registrations

• 2001-02-05 → 2020-12-02
  Financial Management, Inc.
  Yakima, WA
• 1999-01-28 → 2016-09-08
  Lpl Financial Llc
  Yakima, WA
  Yakima, WA
  Kennewick, WA

Other Businesses

12/11/2014: BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - ROBERT A. VICKERS FINANCIAL SERVICES, PLLC - STARTED 09/26/2014 - BUSINESS ENTITY FOR TAX PURPOSES - INVESTMENT RELATED - 3 HOURS PER MONTH DURING TRADING - 115 N. 50TH AVE., YAKIMA, WA 98908.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-05-17
• S63 Uniform Securities Agent State Law Examination
  1995-03-29

Designations

• Chartered Financial Consultant

Other Names

• Rob Vickers