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1104 North 35Th Avenue, Yakima, WA 98902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-01 |
| WA | RA | APPROVED | 2020-06-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Yakima | WA | 01/1999 | 06/2020 |
| Financial Management, Inc. | Yakima | WA | 08/2000 | 06/2020 |
| Capital Advisors Wealth Management, Llc | Yakima | WA | 06/2020 | Present |
12/11/2014: BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - ROBERT A. VICKERS FINANCIAL SERVICES, PLLC - STARTED 09/26/2014 - BUSINESS ENTITY FOR TAX PURPOSES - INVESTMENT RELATED - 3 HOURS PER MONTH DURING TRADING - 115 N. 50TH AVE., YAKIMA, WA 98908.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-29 |
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