Anthony Joseph Farina

Employer firm

Capital Advisors Wealth Management CRD 309387

$1.11B regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 07/2020
  Wells Fargo Advisors Financial Network Llc
  Yakima, WA
• 08/2020 → Present
  Capital Advisors Wealth Management, Llc
  Yakima, WA

Previous Registrations

• 2006-01-20 → 2020-08-04
  Wells Fargo Advisors Financial Network, Llc
  Yakima, WA

Other Businesses

1. FARCO LLC; INVESTMENT RELATED; YAKIMA, WA; 100% OWNERSHIP W/FAMILY; ESTATE PLAN FOR FAMILY PROPERTY; START 12/95; 0 HRS PER MONTH 0 DURING TRADING 2. SAGE FINANCIAL MANAGEMENT LLC DBA CAPITAL ADVISORS WEALTH MANAGEMENT, INV RELATED, YAKIMA, WA, 100% OWNERSHIP, START 8/1/2018, 160 HOURS PER MONTH, 160 DURING TRADING, FINET PRACTICE MANAGER. 3. KAZA LLC, NOT INV RELATED, YAKIMA, WA, 50% OWNERSHIP, START 2/7/2019, 10 HOURS PER MONTH, 5 HOURS DURING TRADING, OWNERSHIP OF REAL ESTATE BUILDING AND RENTAL FOR PRACTICE. 4. CHESTERLY PROPERTIES, NOT INV RELATED, YAKIMA, WA, PASSIVE REAL ESTASTE INVESTMENT.

Exams

• S66 Uniform Combined State Law Examination
  2006-01-17
• S63 Uniform Securities Agent State Law Examination
  2003-06-03

Designations

• Certified Financial Planner